-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gm8ds9Q0iMeIvlfWP15lLgvBf4YiBZ3i1RnwbogC14vgjvxLR4SmNyn3IBXliTsc J15cY94mrBSWM8IduXs6Xw== 0000950142-07-000545.txt : 20070214 0000950142-07-000545.hdr.sgml : 20070214 20070214144648 ACCESSION NUMBER: 0000950142-07-000545 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 GROUP MEMBERS: DW LIPS, L.P. GROUP MEMBERS: DW SUBS, INC. GROUP MEMBERS: STEVEN SPIELBERG FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SPIELBERG STEVEN CENTRAL INDEX KEY: 0001080083 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O GERALD BRESHLAURE BRESHLAUER RUTMAN STREET 2: 10345 OLYMPIC BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90064 BUSINESS PHONE: 3102825101 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DreamWorks Animation SKG, Inc. CENTRAL INDEX KEY: 0001297401 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 680589190 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80507 FILM NUMBER: 07618687 BUSINESS ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 BUSINESS PHONE: (818) 695-5000 MAIL ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 FORMER COMPANY: FORMER CONFORMED NAME: DreamWorks Animation, Inc. DATE OF NAME CHANGE: 20040715 SC 13G/A 1 sc13ga1_spielberg.txt AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* DREAMWORKS ANIMATION SKG, INC. --------------------------------------------- (Name of Issuer) CLASS A COMMON STOCK (PAR VALUE $.01 PER SHARE) --------------------------------------------- (Title of Class of Securities) 26153 10 3 -------------- (CUSIP Number) DECEMBER 31, 2006 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 26153 10 3 Schedule 13G Page 2 of 9 - -------------------------------------------------------------------------------- 1. Name of Reporting Person. I.R.S. Identification No. of Above Person STEVEN SPIELBERG - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization: U.S.A. - -------------------------------------------------------------------------------- 5. Sole Voting Power: 6,711,730 (1) Number of Shares ------------------------------------------------- Beneficially 6. Shared Voting Power: -0- Owned By Each ------------------------------------------------- Reporting 7. Sole Dispositive Power: 6,711,730 Person With ------------------------------------------------- 8. Shared Dispositive Power: -0- - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 6,711,730 - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain shares: [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9): 7.6% (2) - -------------------------------------------------------------------------------- 12. Type of Reporting Person: IN - -------------------------------------------------------------------------------- CUSIP NO. 26153 10 3 Schedule 13G Page 3 of 9 - -------------------------------------------------------------------------------- 1. Name of Reporting Person. I.R.S. Identification No. of Above Person DW LIPS, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization: CALIFORNIA - -------------------------------------------------------------------------------- 5. Sole Voting Power: 6,711,730 (1) Number of Shares ------------------------------------------------- Beneficially 6. Shared Voting Power: -0- Owned By Each ------------------------------------------------- Reporting 7. Sole Dispositive Power: 6,711,730 Person With ------------------------------------------------- 8. Shared Dispositive Power: -0- - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 6,711,730 - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain shares: [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9): 7.6% (2) - -------------------------------------------------------------------------------- 12. Type of Reporting Person: PN - -------------------------------------------------------------------------------- CUSIP NO. 26153 10 3 Schedule 13G Page 4 of 9 - -------------------------------------------------------------------------------- 1. Name of Reporting Person. I.R.S. Identification No. of Above Person DW SUBS, INC. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) [X] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization: CALIFORNIA - -------------------------------------------------------------------------------- 5. Sole Voting Power: 6,711,730 (1) Number of Shares ------------------------------------------------- Beneficially 6. Shared Voting Power: -0- Owned By Each ------------------------------------------------- Reporting 7. Sole Dispositive Power: 6,711,730 Person With ------------------------------------------------- 8. Shared Dispositive Power: -0- - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 6,711,730 - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain shares: [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9): 7.6% (2) - -------------------------------------------------------------------------------- 12. Type of Reporting Person: CO - -------------------------------------------------------------------------------- CUSIP NO. 26153 10 3 Schedule 13G Page 5 of 9 Notes: - ------ (1) The shares indicated are shares of Class A Common Stock held of record by DW Lips, L.P. ("DW Lips"), an entity controlled by Steven Spielberg (DW Lips, together with DW Subs, Inc. and Mr. Spielberg, are herein referred to as the "Spielberg Stockholders"). (2) Based on 87,793,942 shares of Class A common stock outstanding per the Issuer's Prospectus Supplement dated November 15, 2006. CUSIP NO. 26153 10 3 Schedule 13G Page 6 of 9 Item 1(a). Name of Issuer: DREAMWORKS ANIMATION SKG, INC. Item 1(b). Address of Issuer's Principal Executive Offices: 1000 FLOWER STREET GLENDALE, CA 91201 Item 2(a). Name of Persons Filing: STEVEN SPIELBERG DW LIPS, L.P. DW SUBS, INC. Item 2(b). Address of Principal Business Office or, if none, Residence of each Reporting Person: C/O BRESLAUER, RUTMAN & ANDERSON 11400 OLYMPIC BOULEVARD LOS ANGELES, CA 90064 Item 2(c). Citizenship: STEVEN SPIELBERG -- U.S.A. DW LIPS, L.P. -- CALIFORNIA DW SUBS, INC. -- CALIFORNIA Item 2(d). Title of Class of Securities: CLASS A COMMON STOCK, PAR VALUE $.01 PER SHARE Item 2(e). CUSIP Number: 26153 10 3 Item 3. NOT APPLICABLE. THIS SCHEDULE 13G IS FILED PURSUANT TO RULE 13D-1(D). CUSIP NO. 26153 10 3 Schedule 13G Page 7 of 9 Item 4. Ownership For each Reporting Person: (a). Amount beneficially owned: SEE THE RESPONSE TO ITEM 9 ON THE ATTACHED COVER PAGE. (b). Percent of Class: SEE THE RESPONSE TO ITEM 11 ON THE ATTACHED COVER PAGE. (c). Number of shares as to which such person has: (i). Sole power to vote or to direct the vote: SEE THE RESPONSE TO ITEM 5 ON THE ATTACHED COVER PAGE. (ii). Shared power to vote or to direct the vote: SEE THE RESPONSE TO ITEM 6 ON THE ATTACHED COVER PAGE. (iii). Sole power to dispose or to direct the disposition of: SEE THE RESPONSE TO ITEM 7 ON THE ATTACHED COVER PAGE. (iv). Shared power to dispose or to direct the disposition of: SEE THE RESPONSE TO ITEM 8 ON THE ATTACHED COVER PAGE. Item 5. Ownership of Five Percent or Less of a Class IF THIS STATEMENT IS BEING FILED TO REPORT THE FACT THAT AS OF THE DATE HEREOF THE REPORTING PERSON HAS CEASED TO BE THE BENEFICIAL OWNER OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES, CHECK THE FOLLOWING [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. NOT APPLICABLE CUSIP NO. 26153 10 3 Schedule 13G Page 8 of 9 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person NOT APPLICABLE Item 8. Identification and Classification of Members of the Group NOT APPLICABLE Item 9. Notice of Dissolution of Group NOT APPLICABLE Item 10. Certifications NOT APPLICABLE CUSIP NO. 26153 10 3 Schedule 13G Page 9 of 9 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2007 STEVEN SPIELBERG, /s/ Steven Spielberg ------------------------------- Name: Steven Spielberg DW LIPS, L.P., By: /s/ Tammy Anderson -------------------------- Name: Tammy Anderson Title: Assistant Secretary DW SUBS, INC., By: /s/ Tammy Anderson -------------------------- Name: Tammy Anderson Title: Assistant Secretary EX-99 2 ex-1sc13ga1_spielberg.txt EXHIBIT 1 CUSIP NO. 26153 10 3 EXHIBIT 1 --------- JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A common stock, par value $.01 per share, of Dreamworks Animation SKG, Inc., and further agree that this Joint Filing Agreement shall be included as an exhibit to such joint filings. The undersigned further agree that each party hereto is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein; provided, however, that no party is responsible for the completeness or accuracy of the information concerning any other party making the filing, unless such party knows or has reason to believe that such information is inaccurate. IN WITNESS WHEREOF, the parties have executed this Joint Filing Agreement on January 14, 2007. STEVEN SPIELBERG, /s/ Steven Spielberg ------------------------------- Name: Steven Spielberg DW LIPS, L.P., By: /s/ Michael Rutman -------------------------- Name: Michael Rutman Title: Treasurer of DW Subs Inc., General Partner DW SUBS, INC., By: /s/ Michael Rutman -------------------------- Name: Michael Rutman Title: Treasurer -----END PRIVACY-ENHANCED MESSAGE-----